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Association of anemia with rehabilitation outcomes for subacute geriatric rehabilitation patients in a secondary hospital in malaysia
* Corresponding author: Mann Leon Chin
Mailing address: Department of Internal Medicine, Pulau Pinang
Hospital, Jalan Residensi, 10990 George Town, Pulau Pinang,
Malaysia.
Email: drleoncm@gmail.com
Received: 01 September 2021 / Accepted: 03 November 2021
DOI: 10.31491/APT.2021.12.68
Abstract
Background: To evaluate the effects of anemia on rehabilitation outcomes for geriatric subjects in the
Taiping
Hospital subacute geriatric rehabilitation ward.
Geriatric, anemia, rehabilitation, modified barthel index
Methods: This was a retrospective study with 126 subjects that compared the change in the
modified Barthel
Index score of anemic and non-anemic subjects.
Results: In the study, 43.7% of subjects were anemic. Among anemic subjects, 45.5% were Malay,
38.2% were
Chinese, 14.5% were Indian, and 1% were others. The median (Interquartile (IQR)) modified Barthel Index
(MBI) on admission for anemic and non-anemic subjects was insignificantly different, at 47 (29, 63) and 36
(21, 59), respectively (P = 0.059). The median (IQR) of MBI improvement for non-anemic subjects was found
to be significantly higher than for anemic subjects, which were 14 (5, 26) and 8 (1, 18; P = 0.021). Subjects
with hemoglobin (hb) ≥ 9 g/dL were significantly associated with MBI improvement of more than 20, P = 0.009.
Simple linear regression found that the P-values were not significant for albumin, creatinine, the Charlson
comorbidity
index, or the clinical frailty scale; hence, they were not significantly associated with rehabilitation
outcome.
Conclusions:The study suggested that non-anemic subjects showed significant MBI improvement. Our
study
also suggested that judicious practices to target a hb threshold of 9 g/dL might be able to improve a
subject's
functional outcome. These results should encourage further research with a larger elderly population to
provide
insights and awareness for the need to treat anemia in rehabilitation subjects.
Keywords
Introduction
Anemia is a common disease in the elderly population
worldwide. According to the World Health Organisation
(WHO), the definition of anemia is hemoglobin (hb) less
than 13 g/dL in men, less than 12 g/dL in non-pregnant
women, and less than 11 g/dL in pregnant women [1]. In
Malaysia, the prevalence of anemia among communitydwelling
people older than 60 years of age was 35.3% [2]. Geriatric inpatients
have a higher anemia prevalence
than community-dwelling older people [3]. In Singapore,
the anemia prevalence in geriatric inpatients is as high as
57% [4].
Anemia in the elderly is often under-recognized because
they usually present with nonspecific symptoms such as
tiredness and weakness, which are frequently assumed
to be part of the aging process. Awareness of the effects
of anemia is rising, as it has been shown to have poorer
outcomes in geriatric patients, including increased risk of
physical disability, cognitive impairment, hospitalization,
and mortality [3, 5].
The
etiology of anemia in elderly individuals is often
more than one and may substantially aggravate the anemia,
especially for acute hospitalized patients. The common
causes of anemia include malnutrition; blood loss;
endocrinologic and metabolic causes; a chronic inflammatory
state, such as chronic kidney disease or cancer; unexplained, clonal, or drug-induced anemia; and increased
consumption or destruction of erythrocytes [6]. Correction
of anemia can not only provide symptom management
but can also improve the activities of daily living (ADL)
like toileting, mobility and dressing and clinical outcomes
for hospitalized patients [7-9]. Studies have shown that
treating anemia in specific patient groups decreases their
length of stay or improves their function [10-13]. A cohort
study of postoperative hip fracture geriatric patients
with higher hb levels was independently associated with
greater walking distance and functional recovery [14].
The hb threshold to trigger treatment for anemia in the
elderly remains debatable. Attempts have been made to
determine the optimal hb levels to guide management of
anemia, including blood transfusion therapy. This strategy
has been confounded by baseline function, hb level,
and additional co-morbidities, including cardiovascular
disease and risk of treatment. To the best of the authors'
knowledge, there is scant evidence available to suggest an
hb 'trigger' for treatment of anemia for rehabilitation and
recovery purposes. The published guidelines [15-33] acknowledge
patients' co-variables (including age) and other
patient-specific criteria to be taken into consideration
when making decisions for blood transfusion therapy. A
consensus was reached on restrictive transfusion such that
transfusion may be of benefit when the hb is less than 6-7
g/dL. However, for those with hb greater than 10 g/dL,
correction of anemia is not beneficial, mainly for mortality
benefit. Patients discharged with lower hb levels may have
suboptimal functional recovery and quality of life [34-
39]. One of the strategies proposed for prudent anemia
correction in the elderly is to keep hb thresholds at 9-10 g/
dL [40]. The aim of this study is to examine the effects of
anemia and an hb threshold of 9 g/dL on the rehabilitation
outcome of patients in a subacute geriatric rehabilitation
ward.
Materials and methods
Study population
Medical records were reviewed from January 2018 until
April 2019 for all subjects admitted to the subacute geriatric
ward in Taiping Hospital. The sample size was estimated
using Open EPI software. The assumption was made
that non-anemic subjects might have a 20% improvement
in MBI relative to subjects with anemia. Preliminary
unpublished data indicated that at least 20 subjects were
needed in each group to demonstrate the assumption
with a level of significance of 0.05 and a power of 80%.
According to previous data, the ratio of anemic subjects
without transfusion was calculated as 1:5. The total number
of subjects to be investigated to obtain the final study
population was 167. Subjects whose medical records were
incomplete or missing their initial or final MBI (n = 26),
those who were younger than 60 years of age (n = 10),
or those who did not have hb on admission or one week
prior or later (n = 5) were excluded from the study. After
accounting for these criteria, a total of 126 subjects were
included in this study.
Subacute geriatric wards provide multidisciplinary treatment
modalities to subjects including doctors, nurses,
physiotherapists, occupational therapists, speech and language
therapists, and dieticians. The selection of subjects
from the general ward to the subacute ward was made by
dedicated geriatric doctors who deemed the patients to
have strong potential for recovery based on the local setting
criteria. Upon admission, subjects were assessed by
all team members for an individualized plan. At least three
hours of daily physiotherapy or occupational therapy was
provided for all suitable subjects. The subjects' progress
was reviewed and their plans were discussed during the
multidisciplinary team meeting, which was held once per
week until discharge.
Hematological test results
Hb levels and blood investigation results were collected on the day of admission. If there were no blood investigations on admission, laboratory results a week prior to or after admission to the subacute ward were traced from the pathology department.
Functional assessment
Subjects' functional status was assessed using a validated MBI by qualified occupational therapists on a weekly basis until discharge. The items could be divided into two groups, one related to self-care (feeding, grooming, bathing, dressing, toilet use, and bowel and bladder care) and the other related to mobility (ambulation, transfers, and stair climbing). With a maximum score of 100, dependency levels were upgraded by every 20 points: total dependency (0-19), very dependent (20-39), partial dependency (40-59), minimal dependency (60-79), and independence (80-100) [41]. We used a cut-off point of 60, as it depicted the transition of subjects from dependency to assisted independence, with a marked likelihood of living in the community [42].
Spectral establishment
The raw mass spectrometric data were converted into mascot generic format (MGF) files, with each file containing thousands of pieces of mass spectrum information. The x-coordinate was the mass-to-charge ratio (m/z), and the y-coordinate was the relative peak intensity. The mass spectra from each file were used to profile the urinary proteome of each patient. The mass spectrometric data from the urinary proteomics were deposited in the ProteomeXchange Consortium through the PRIDE partner repository with the dataset identifier PXD018996.
Statistical analysis
Statistical analysis was carried out by means of the IBM SPSS Statistics Version 21. Normally distributed data were compared with the t-test, and abnormally distributed data were compared with Fisher's exact and Mann-Whitney U tests. Predictors for the outcome of the MBI were analyzed by multiple linear regression. A cut-off point of P < 0.05 was taken for statistical significance.
Results
Basic characteristics of kidney disease data set
The demographic characteristics of the 126 subjects
are summarized in Table 1 below. The results show that
43.7% of subjects (n = 55) were anemic; they had a higher
creatinine level, with a mean of 188.9 umol/L, and they
had a lower albumin level of 30.2 g/dL, as compared with
non-anemic subjects who had a mean creatinine of 92.7
umol/L and an albumin of 36.2 g/dL (P < 0.001; Table 2).
The MBI for anemic subjects on admission was higher than for non-anemic subjects, but the difference was not
significant (P = 0.059). Both groups were mainly in the
partial dependency category (MBI was within 40-59) [41].
The MBI improvement for non-anemic subjects was significantly
higher in non-anemic subjects (P = 0.021; Table 2).
Subgroup analysis for the subjects' hb cut-off value of 9 g/
dL is shown in Table 3. Individuals with hb levels of less
than 9g/dL have significantly higher creatinine and lower
albumin levels. Charlson comorbidity index > 2 and clinical
frailty scale > 5 were not significantly different, but
their MBIs on admission were significantly higher. Upon
discharge, hb levels greater than 9g/dL were significantly
associated with MBI improvement of more than 20.
Simple linear regression found that the P-values were not
significant for albumin, creatinine, the Charlson comorbidity
index, or the clinical frailty scale. Otherwise, age,
hb, and admission MBI were significantly associated with rehabilitation outcome. Therefore, it was appropriate
to
draw a conclusion that albumin, creatinine, the Charlson
comorbidity index and the clinical frailty scale were not
significantly associated with rehabilitation outcomes.
Table 1.
Demographics of the Study Subjects (n = 126).
n(%) | |
---|---|
Age (years) | |
60-69 | 44(34.9) |
70-79 | 42(33.3) |
80 and older | 40(31.8) |
Sex | |
Male | 52(41.3) |
Female | 74(58.7) |
Race | |
Malay | 61(48.4) |
Chinese | 46(36.5) |
Indian | 18(14.3) |
Other | 1(0.8) |
Table 2.
Variables Comparison for Anemic and Non-Anemic Subjects.
Anemic (n = 55) |
Non-Anemic (n = 71) |
P-value | |
---|---|---|---|
Age, Median (IQR) | 77 (65, 85) | 75 (66, 80) | 0.243* |
Gender, n (%) | |||
Male | 17 (13.5) | 35 (27.8) | 0.036** |
Female | 38 (30.2) | 36 (28.5) | |
Race, n (%) | |||
Malay | 25 (19.8) | 36 (28.6) | 0.770** |
Chinese | 21 (16.7) | 25 (19.8) | |
Indian | 8 (6.3) | 10 (7.9) | |
Other | 1 (0.9) | 0 | |
Biochemistry results, Mean (SD) | |||
WBC | 9.7 (3.7) | 10.9 (4.5) | 0.113*** |
MCV | 85.5 (12.0) | 86.4 (8.8) | 0.662*** |
MCH | 29.8 (9.5) | 29.9 (6.4) | 0.946*** |
Platelet | 277.6 (161.6) | 243.1 (72.5) | 0.112*** |
Creatinine | 188.9 (171.5) | 92.7 (49.6) | < 0.001*** |
Albumin | 30.2 (7.9) | 36.2 (6.1) | < 0.001*** |
Charlson Comorbidity Index > 2 (moderate-severe) | 52 (42.6) | 70 (53.4) | 0.317* |
Clinical Frailty Scale > 5 (moderate-severe) | 18 (75.0) | 6 (25.0) | < 0.001** |
Length of Stay (days), Median (IQR) | 9 (6, 14) | 11 (7, 15) | 0.166*** |
MBI Score, Median (IQR) | |||
On admission | 47 (29, 63) | 36 (21, 59) | 0.059*** |
On discharge | 64 (39, 79) | 60 (37, 78) | 0.599*** |
Score Improvement | 8 (1, 18) | 14 (5, 26) | 0.021*** |
Number of subjects with the following MBI Scores, n (%) | |||
Initial Score ≥ 60 | 17 (50.0) | 17 (50.0) | 0.422** |
Discharge score ≥ 60 | 26 (41.9) | 36 (58.1) | 0.702** |
Score improvement ≥ 20 | 9 (25.0) | 27 (75.0) | 0.008** |
* Fisher's Exact Test, ** Mann-Whitney U Test, *** Pearson's Chi Square.
Table 3.
Variables Comparison for Hb < 9g/dL and Hb ≥ 9g/dL Subjects.
Hemoglobin
< 9g/dl, (n = 15) |
Hemoglobin ≥ 9g/dl, (n = 111) |
P-value | |
---|---|---|---|
Age, Median (IQR) | 77 (65, 84) | 75 (66, 83) | 0.114* |
Gender, n (%) | |||
Male | 3 (2.4) | 49 (38.9) | 0.075** |
Female | 12 (9.5) | 62 (49.2) | |
Race, n (%) | |||
Malay | 8 (6.3) | 54 (42.9) | 0.879* |
Chinese | 6 (4.8) | 39 (31.0) | |
Indian | 1 (0.8) | 17 (13.5) | |
Other | 0 (0) | 1 (0.8) | |
Biochemistry results, Mean (SD) | |||
WBC | 9.93 (3.72) | 10.46 (4.27) | 0.982*** |
MCV | 86.02 (9.14) | 86.01 (10.43) | 0.307*** |
MCH | 28.07 (3.69) | 30.19 (8.24) | 0.163*** |
Platelet | 260.00 (162.20) | 257.95 (114.72) | 0.590*** |
Creatinine | 274.93 (178.98) | 115.95 (107.19) | < 0.001*** |
Albumin | 26.00 (9.10) | 34.47 (6.78) | 0.002*** |
Charlson Comorbidity Index > 2 (moderatesevere) | 16 (13.1) | 106 (86.9) | 1.000* |
Clinical Frailty Scale > 5 (moderate-severe) | 9 (9.4) | 87 (90.6) | 0.076* |
MBI Score, Median (IQR) | |||
On admission | 55 (39, 77) | 39 (25, 59) | 0.020*** |
On discharge | 71 (50, 84) | 62 (37, 78) | 0.174*** |
Number of subjects with the following MBI Scores, n (%) | |||
Initial Score ≥ 60 | 7 (23.5) | 27 (76.5) | 0.116** |
Discharge score ≥ 60 | 9 (14.5) | 56 (85.5) | 0.587** |
Score improvement ≥ 20 | 0 (0) | 36 (100) | 0.009* |
* Fisher's Exact Test, ** Pearson's Chi-Square, *** Mann-Whitney U Test.
Discussion
The prevalence of anemia in our study subjects was high
(43.7%) and comparable to a large population observational
study [9] that reported that the prevalence of anemia
was 46.8% in hospitalized older subjects. The hospitalized
elderly population had a higher prevalence of anemia
than the community-living elderly population (35.5%) in
Malaysia [2] because anemia was associated with higher
comorbidity and poorer health status [3]. As shown in this
study, anemic subjects had significantly lower albumin
levels, higher creatinine levels, and a higher clinical frailty
scale (> 5; Table 2). The majority of anemic subjects
had normocytic normochromic anemia. A previous study
suggested that anemia in elderly adults was more likely due to chronic illness than nutritional deficiencies
[43]. As
this was a cross-sectional survey, causative relationships
and etiology of anemia could not be established.
The MBIs on admission were found to be higher in anemic
subjects than in non-anemic subjects, but it was
insignificant. However, it was significant in individuals
with hemoglobin
< 9 g/dL. This finding was in contrast with anemia, which was associated with a higher number of impaired ADLs
upon hospital admission to the general ward [9]. The possible
explanation was geriatrician selection bias;
individuals with a presumed better potential for recovery were more likely to be admitted to subacute
geriatric wards for active rehabilitation. Individuals with more comorbidities, poorer health status, and a
baseline clinical frailty scale would not be subjected to subacute ward rehabilitation. Nonetheless, both
groups were mainly in the partial dependency category (MBI was within 40-59) [41]. After treatment with
active rehabilitation, there was a significant MBI improvement for all subjects of median 10 (IQR 3, 23; P
< 0.001). The number of subjects who were dependent (MBI < 60) at admission was also reduced from75.4% to
49.83% upon discharge (P < 0.001; not included in table). The mean length of stay was 11 days (± 5.7).
These findings supported the role of short rehabilitation in the subacute geriatric ward, with a
multidisciplinary team approach being the key element for successful rehabilitation. The time and effort
invested was important to promoting recovery and independence in elderly subjects with multiple
comorbidities to reduce institutionalization of these subjects and to reduce caregiver burden.
Non-anemic subjects had
significantly higher MBI recovery
than anemic subjects, as shown in Table 2 (P = 0.021).
This finding was comparable with a large observational
study that showed that anemic subjects had a lower rate
of recovery than non-anemic subjects, and anemia was
associated with a substantially lower likelihood of regaining
independence after hospital discharge [9]. Subgroup
analysis showed that a small number of subjects with an
hb ≥ 9 g/dL had a significantly higher MBI improvement
≥ 20 (P = 0.009), as shown in Table 3, and the finding was
not confounded by albumin, creatinine, the Charlson comorbidity
index, or the clinical frailty scale.
This finding suggested that the hb threshold of 9-10 might
be adequate for elderly subjects, as suggested by another
report [40]. Moderately anemic (hb 7.0-9.9 g/dL) subjects
have few symptoms or no symptoms at all. This is because
of body homeostasis mechanisms that preserve tissue
perfusion to vital organs. These homeostasis mechanisms
include increased blood circulation due to reduced blood
viscosity, increased oxygen supply to tissues due to raised
red cell 2,3-bisphosphoglycerate (2,3-BPG), increased
plasma volume, and redistribution of blood flow [43]. In
general, anemic subjects begin to experience symptoms
of tiredness, shortness of breath, and palpitations only
when the hb level is less than 7 g/dL (about two-thirds
of normal) as the basal cardiac output increases [44-46].
However, the elderly population, especially those with
cardiovascular disease, may have impaired compensatory
mechanisms. Elderly subjects with moderate anemia
(hb 7.0-9.9 g/dL) have lost the compensatory mechanism
of tachycardia and increased cardiac output, resulting in
being more passive and demotivated for active rehabilitation.
However, liberal strategy to target hb higher than
11.3 g/dL did not improve post operation recovery of elderly
patients with hip fracture frailty, as demonstrated in
a randomize control trial [44].
In this study, the non-anemic
group (or hb ≥ 9g/dL) did
not have a significant difference in achieving an MBI ≥
60, which they did not have a marked likelihood of living
in the community [42]. This might imply that the improvement
of MBI > 20 might ease the caregiver's burden
and increase the patients' quality of life more than the
subject's likelihood of living in the community.
Conclusions
A geriatric rehabilitation ward plays a significant role in facilitating the recovery of subjects to return to independent living in the community. In this study, non-anemic subjects showed significant MBI improvement. Our study also suggested that judicious practices to target an hb threshold of 9 g/dL might be able to improve a subject's functional outcome. These results should encourage further research with a larger elderly population to provide insights and awareness for the need to diagnose and treat anemia in rehabilitation subjects.
Declarations
Acknowledgments
We would like to thank the Director- General of Health, Malaysia, for his permission to publish this article; and occupational therapists, physiotherapists, dieticians and nurses in Geriatric ward Hospital Taiping.
Authors' contributions
Conceptualization: Chin ML, Cheah WK. Methodology: Chin ML, Chan CWS, Chong HE. Formal analysis: Chin ML, Chan CWS. Project administration: Chin ML. Writing original draft: Chin ML. Writing review and editing: Chin ML, Cheah WK, Chan CWS, Chong HE. Approval of final manuscript: all authors.
Availability of data and materials
The data that support the findings of this study are available from the corresponding author (Chin ML) upon reasonable request.
Conflicts of interest
All authors declared that there are no conflicts of interest.
Ethics approval and consent to participate
Ethics approval was obtained from Medical Research and Ethics Committee, Ministry of Health Malaysia (Ref: NMRR- 19-1965-47705 (IIR)).
Consent for publication
The manuscript has been read and approved for submission by all the named authors for open access publishing.
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